Maria J. McKee

Maria J. McKee, CFP®, CDFA®

Chief Compliance Officer, Financial Services Associate social-linkedin-outline


Maria is a former branch chief in the Investment Management Division of the U.S. Securities and Exchange Commission (SEC). Having worked there for seven years, she gained extensive experience in evaluating advisors, examination procedures, Registered Investment Advisor operations, and processes regarding investment suitability. Maria obtained her CERTIFIED FINANCIAL PLANNERTM certification in 2016. In 2015, she became a Certified Divorce Financial Analyst (CDFA). Maria holds an MBA in Finance from Pace University and a BS in Chemical Engineering from SUNY Buffalo. In her free time, she enjoys traveling and spending time with her family.